Ducatus Neapolitanus
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The Duchy of Naples ( la, Ducatus Neapolitanus, it, Ducato di Napoli) began as a
Byzantine The Byzantine Empire, also referred to as the Eastern Roman Empire or Byzantium, was the continuation of the Roman Empire primarily in its eastern provinces during Late Antiquity and the Middle Ages, when its capital city was Constantinopl ...
province that was constituted in the seventh century, in the reduced coastal lands that the
Lombards The Lombards () or Langobards ( la, Langobardi) were a Germanic people who ruled most of the Italian Peninsula from 568 to 774. The medieval Lombard historian Paul the Deacon wrote in the '' History of the Lombards'' (written between 787 an ...
had not conquered during their invasion of Italy in the sixth century. It was governed by a military commander (''
dux ''Dux'' (; plural: ''ducēs'') is Latin for "leader" (from the noun ''dux, ducis'', "leader, general") and later for duke and its variant forms (doge, duce, etc.). During the Roman Republic and for the first centuries of the Roman Empire, '' ...
''), and rapidly became a ''de facto'' independent state, lasting more than five centuries during the Early and
High Middle Ages The High Middle Ages, or High Medieval Period, was the period of European history that lasted from AD 1000 to 1300. The High Middle Ages were preceded by the Early Middle Ages and were followed by the Late Middle Ages, which ended around AD 150 ...
.
Naples Naples (; it, Napoli ; nap, Napule ), from grc, Νεάπολις, Neápolis, lit=new city. is the regional capital of Campania and the third-largest city of Italy, after Rome and Milan, with a population of 909,048 within the city's adminis ...
remains a significant
metropolitan city A metropolis () is a large city or conurbation which is a significant economic, political, and cultural center for a country or region, and an important hub for regional or international connections, commerce, and communications. A big ci ...
in present-day
Italy Italy ( it, Italia ), officially the Italian Republic, ) or the Republic of Italy, is a country in Southern Europe. It is located in the middle of the Mediterranean Sea, and its territory largely coincides with the homonymous geographical ...
.


First local duchy

In 661, Naples obtained from the emperor Constans II the right to be ruled by a local duke, one
Basil Basil (, ; ''Ocimum basilicum'' , also called great basil, is a culinary herb of the family Lamiaceae (mints). It is a tender plant, and is used in cuisines worldwide. In Western cuisine, the generic term "basil" refers to the variety also k ...
, whose subjection to the emperor soon became merely nominal. Among his titles were ''
patrikios The patricians (from la, patricius, Greek: πατρίκιος) were originally a group of ruling class families in ancient Rome. The distinction was highly significant in the Roman Kingdom, and the early Republic, but its relevance waned aft ...
'' ("patrician") and ''
hypatos ''Hypatos'' ( gr, ὕπατος; plural: , ''hypatoi'') and the variant ''apo hypatōn'' (, "former ''hypatos''", literally: "from among the consuls") was a Byzantine court dignity, originally the Greek translation of Latin ''consul'' (the litera ...
'' ("consul"). At that time the ''Ducatus Neapolitanus'' controlled an area corresponding roughly to the present day
Province of Naples The Province of Naples ( it, Provincia di Napoli; nap, Pruvincia 'e Nàpule) was a province in the Campania region of southern Italy. In 2014/2015, the reform of local authorities (Law 142/1990 and Law 56/2014), replaced the Province of Naples ...
, encompassing the area of
Vesuvius Mount Vesuvius ( ; it, Vesuvio ; nap, 'O Vesuvio , also or ; la, Vesuvius , also , or ) is a somma- stratovolcano located on the Gulf of Naples in Campania, Italy, about east of Naples and a short distance from the shore. It is one of ...
, the
Campi Flegrei The Phlegraean Fields ( it, Campi Flegrei ; nap, Campe Flegree, from Ancient Greek 'to burn') is a large region of supervolcanic calderas situated to the west of Naples, Italy. It was declared a regional park in 2003. The area of the calde ...
, the
Sorrentine Peninsula The Sorrento Peninsula or Sorrentine Peninsula is a peninsula located in southern Italy which separates the Gulf of Naples to the north from the Gulf of Salerno to the south. Geography Overview The peninsula is named after its main town, ...
,
Giugliano Giugliano in Campania , also known simply as Giugliano, is a city and ''comune'' in the Metropolitan City of Naples, Campania, Italy. , it had some 124,000 inhabitants,Aversa,
Afragola Afragola (; nap, Afrahola , ) is a city and '' comune'' in the Metropolitan City of Naples, in Italy. It is one of the 100 largest Italian cities (the ones that have a population of more than 63,000 inhabitants). The communal territory, measur ...
,
Nola Nola is a town and a municipality in the Metropolitan City of Naples, Campania, southern Italy. It lies on the plain between Mount Vesuvius and the Apennines. It is traditionally credited as the diocese that introduced bells to Christian wor ...
, and the islands of
Ischia Ischia ( , , ) is a volcanic island in the Tyrrhenian Sea. It lies at the northern end of the Gulf of Naples, about from Naples. It is the largest of the Phlegrean Islands. Roughly trapezoidal in shape, it measures approximately east to west ...
and
Procida Procida (; nap, Proceta ) is one of the Flegrean Islands off the coast of Naples in southern Italy. The island is between Cape Miseno and the island of Ischia. With its tiny satellite island of Vivara, it is a ''comune'' of the Metropolitan Ci ...
. Capri was later part of the duchy of Amalfi. He had authority over the neighbouring seaports of Gaeta,
Amalfi Amalfi (, , ) is a town and ''comune'' in the province of Salerno, in the region of Campania, Italy, on the Gulf of Salerno. It lies at the mouth of a deep ravine, at the foot of Monte Cerreto (1,315 metres, 4,314 feet), surrounded by dramati ...
, and
Sorrento Sorrento (, ; nap, Surriento ; la, Surrentum) is a town overlooking the Bay of Naples in Southern Italy. A popular tourist destination, Sorrento is located on the Sorrentine Peninsula at the south-eastern terminus of the Circumvesuviana ra ...
, though each of these was largely autonomous, especially during the later years of the Neapolitan duchy. In this era, the duchy coined monies with the effigy of the emperor and Greek inscriptions. Greek was the official language, though the population was Latin-speaking. The Neapolitan patriciate of the ducal era was represented by the so-called "magnate families", enrolled in the seats of the medieval city: among them the families of the Capece, Ferrario, Melluso, Piscicelli, Pappansogna, Boccia, de Gennaro, Russo and of the Morfisa, had particular importance in the civil life of the city starting from the 10th century.


Papal suzerainty

In 763, the duke Stephen II switched his allegiance from
Constantinople la, Constantinopolis ota, قسطنطينيه , alternate_name = Byzantion (earlier Greek name), Nova Roma ("New Rome"), Miklagard/Miklagarth (Old Norse), Tsargrad ( Slavic), Qustantiniya ( Arabic), Basileuousa ("Queen of Cities"), Megalopolis ( ...
to
Rome , established_title = Founded , established_date = 753 BC , founder = King Romulus (legendary) , image_map = Map of comune of Rome (metropolitan city of Capital Rome, region Lazio, Italy).svg , map_caption ...
, putting Naples under papal suzerainty. Already during the reign of the imperially appointed John I (711- ca 719), the papacy had come to the duke's aid against the Lombards, while Byzantine assistance seemed remote. Stephen II's reign is considered a period of transition in the history of Naples: it moved away from the iconoclastic East and towards the papal West. The Byzantine Greeks were soon to become as much a threat to the Neapolitans as the Lombards. Sometime around the beginning of the ninth century, the dukes began striking coinage with Latin inscriptions, as Latin replaced Greek in official usage.
Saint Januarius Januarius ( ; la, Ianuarius; Neapolitan and it, Gennaro), also known as , was Bishop of Benevento and is a martyr and saint of the Catholic Church and the Eastern Orthodox Church. While no contemporary sources on his life are preserved, later ...
replaced the emperor on the coins. Acts were still dated by the imperial reign, but the emperor was of no consequence in regular Neapolitan affairs. In 813, when
Leo V the Armenian Leo V the Armenian ( gr, Λέων ὁ ἐξ Ἀρμενίας, ''Leōn ho ex Armenias''; 775 – 25 December 820) was the Byzantine emperor from 813 to 820. A senior general, he forced his predecessor, Michael I Rangabe, to abdicate and assumed ...
called for the fleet of the entire ''ducatus'' to aid the Byzantine admiral in combating the
Saracen upright 1.5, Late 15th-century German woodcut depicting Saracens Saracen ( ) was a term used in the early centuries, both in Greek and Latin writings, to refer to the people who lived in and near what was designated by the Romans as Arabia Pe ...
pirates preying on Sicily, Duke Anthimus could ignore the order; only Amalfi and Gaeta responded with contingents. Apparently, the Neapolitans felt themselves practically independent already and their underlings felt themselves independent of Naples. The duchy was not yet hereditary; in 818, the patrician of
Sicily (man) it, Siciliana (woman) , population_note = , population_blank1_title = , population_blank1 = , demographics_type1 = Ethnicity , demographics1_footnotes = , demographi ...
appointed Theoctistus without imperial approval. He revoked this appointment, and appointed one Theodore II in 821, but he was chased from the city the same year in favour of the elected Stephen III. This Stephen first began to mint pieces with his own initials on them and not those of the Eastern Emperor.


Hereditary duchy

In 840, Duke Sergius I made the succession to the duchy hereditary, and thenceforth Naples was ''de facto'' independent. In this age, the city was mainly a military centre, ruled by an aristocracy of warriors and landowners, even though it had been compelled to surrender to the neighbouring Lombards much of its inland territory. Naples was not a merchant city as other
Campania (man), it, Campana (woman) , population_note = , population_blank1_title = , population_blank1 = , demographics_type1 = , demographics1_footnotes = , demographics1_title1 = , demographics1_info1 = , demog ...
n sea cities like Amalfi and Gaeta, but had a respectable fleet who took part in the
Battle of Ostia The naval Battle of Ostia took place in 849 in the Tyrrhenian Sea between Muslim army and an Italian league of Papal, Neapolitan, Amalfitan, and Gaetan ships. The battle ended in favor of the Italian league, as they defeated the pirates. It is o ...
against the Saracens in 849. Anyway, Naples did not hesitate to ally with infidels if this turned to its advantage: in 836, for example, it asked support to the Saracens in order to push off the siege of Lombard troops coming from the neighbouring
Duchy of Benevento The Duchy of Benevento (after 774, Principality of Benevento) was the southernmost Lombard duchy in the Italian Peninsula that was centred on Benevento, a city in Southern Italy. Lombard dukes ruled Benevento from 571 to 1077, when it was conq ...
. After its dukes rose to highest prominence under the Duke-Bishop Athanasius and his successors—of whom Gregory IV and
John II John II may refer to: People * John Cicero, Elector of Brandenburg (1455–1499) * John II Casimir Vasa of Poland (1609–1672) * John II Comyn, Lord of Badenoch (died 1302) * John II Doukas of Thessaly (1303–1318) * John II Komnenos (1087–1 ...
participated at the
Battle of the Garigliano The Battle of Garigliano was fought in 915 between Christian forces and the Saracens. Pope John X personally led the Christian forces into battle. The aim was to destroy the Arab fortress on the Garigliano River, which had threatened central Ita ...
in 915—Naples declined in importance in the tenth century, until it was captured by its traditional rival,
Pandulf IV of Capua Pandulf IVAlso spelled ''Randulf'', ''Bandulf'', ''Pandulph'', ''Pandolf'', ''Paldolf'', or ''Pandolfo''. (died 1049/50) was the Prince of Capua on three separate occasions. From February 1016 to 1022 he ruled in association with his cousin Pa ...
.


Struggles for relevance in the Norman South

In 1027, duke Sergius IV donated the
county of Aversa In 1030, the first Norman foothold in the Mezzogiorno was created when Sergius IV of Naples gave the town and vicinity of Aversa as a county to Ranulf. The following are the counts of Aversa: *Rainulf I 1030–1045 * Asclettin 1045 (nephew of pr ...
to a band of
Norman Norman or Normans may refer to: Ethnic and cultural identity * The Normans, a people partly descended from Norse Vikings who settled in the territory of Normandy in France in the 10th and 11th centuries ** People or things connected with the Norm ...
mercenaries led by
Rainulf Drengot Rainulf Drengot (also Ranulph, Ranulf, or Rannulf; died June 1045) was a Norman adventurer and mercenary in southern Italy. In 1030 he became the first count of Aversa. He was a member of the Drengot family. Early life and arrival in Italy When ...
, whose support he had needed in the war with the
principality of Capua The Principality of Capua ( la, italic=yes, Principatus Capuae or ''Capue'', it, italic=yes, Principato di Capua) was a Lombard state centred on Capua in Southern Italy, usually ''de facto'' independent, but under the varying suzerainty of H ...
. In that period he could not imagine the consequences, but this settlement began a process which eventually led to the end of Naples' independence itself. Sergius cemented his position with marital alliances with the Normans, but when these broke down, he was abandoned by his mercenaries and retired to a monastery. His son, John V, cosied up to
Guaimar IV of Salerno Guaimar IV (c. 1013 – 2, 3 or 4 June 1052) was Prince of Salerno (1027–1052), Duke of Amalfi (1039–1052), Duke of Gaeta (1040–1041), and Prince of Capua (1038–1047) in Southern Italy over the period from 1027 to 1052 ...
and eventually did homage to him. Naples was the last of the southern Italian states which the Normans had met when they first entered Italy. It survived the fall of the Lombard principalities: Capua, Salerno, Benevento. It had survived the fall of its fellow Greek duchies: Amalfi, Gaeta, Sorrento. In 1137, Duke
Sergius VII Sergius VII (died 30 October 1137) was the thirty-ninth and last duke Duke is a male title either of a monarch ruling over a duchy, or of a member of royalty, or nobility. As rulers, dukes are ranked below emperors, kings, grand princes, ...
was forced to surrender to Roger II of Sicily, who had had himself proclaimed King of Sicily seven years earlier. Under the new rulers the city was administrated by a ''compalazzo'' (palatine count), with little independence left to the Neapolitan patriciate. In this period Naples had a population of 30,000 and yet got its sustenance from the inland country: commerce activities were mainly delegated to foreign people, mainly from Pisa and
Genoa Genoa ( ; it, Genova ; lij, Zêna ). is the capital of the Italian region of Liguria and the sixth-largest city in Italy. In 2015, 594,733 people lived within the city's administrative limits. As of the 2011 Italian census, the Province of ...
. Apart from the church of San Giovanni a Mare, Norman buildings in Naples were mainly lay ones, notably castles (
Castel Capuano Castel Capuano is a castle in Naples, southern Italy. It takes its name from the fact that it was at that point in the city walls where the road led out to the city of Capua. The castle is at the southwest end of via dei Tribunali, and until re ...
and
Castel dell'Ovo Castel dell'Ovo ("Egg Castle") is a seafront castle in Naples, located on the former island of Megaride, now a peninsula, on the Gulf of Naples in Italy. The castle's name comes from a legend about the Roman poet Virgil, who had a reputation in ...
), walls, and fortified gates.


See also

* List of Dukes of Naples


References


Further reading

*Skinner, Patricia. ''Family Power in Southern Italy: The Duchy of Gaeta and its Neighbours, 850-1139''. Cambridge University Press: 1995.
Naples in the Dark Ages
by David Taylor and Jeff Matthews. * Chalandon, Ferdinand. ''Histoire de la domination normande en Italie et en Sicilie''. Paris, 1907. *''Dizionario Biografico degli Italiani''. Rome, 1960–Present. * Oman, Charles. ''The Dark Ages 476-918''. Rivingtons: London, 1914. {{DEFAULTSORT:Naples, Duchy of Italian states Provinces of the Byzantine Empire Byzantine Italy History of Naples City-states 660s establishments in the Byzantine Empire 661 establishments Medieval Italy 1st millennium in Italy 2nd millennium in Italy Former duchies Former monarchies of Europe